Timing Is Everything
In Financial Services
SEC filings, FINRA registrations, and RIA expansions are public signals that your competitors are already using to close deals before you even know the opportunity exists.
Sound Familiar?
These are the problems your competitors are already solving.
You hear about new RIAs after everyone else
A new registered investment adviser files their Form ADV. Within a week, five compliance vendors, three custodians, and two tech providers have already pitched them. You find out next quarter.
Your pipeline is full of timing mismatches
You are pitching firms that just renewed their contracts and ignoring firms that just filed for a branch expansion. Without filing signals, you are guessing.
Compliance makes everything slower
Regulated industries need clean data with provenance. You cannot afford to explain where your lead list came from during an audit.
How It Works
From public filing to your inbox. Three steps, zero manual work.
We detect new filings
We monitor SEC EDGAR, FINRA BrokerCheck, state securities regulators, and IAPD records daily. New registration? Branch expansion? ADV amendment? We capture it.
Declared intent from public records and regulatory filings — not inferred from page views.
We verify every contact
Each filing is matched to verified firm details, principal contacts, AUM data, and registration status from official regulatory databases.
You close the deal first
Get matched signals in your dashboard every morning. Filter by AUM, registration type, state, and firm size. Export or connect via API.
Reach out via email, SMS, voice, or auto-dialer — all built in.
What You Get
New RIA registration alerts
See new Form ADV filings the day they appear. Reach newly registered advisers before the competition.
Branch expansion signals
ADV amendments that signal growth — new offices, added personnel, increased AUM — are prime selling moments.
AUM and growth tracking
Track which firms are growing fastest. Prioritize outreach to firms with rising assets and expanding teams.
Audit-ready provenance
Every record traces back to an official regulatory source. Full compliance chain for regulated sales teams.
Same-day filing alerts
No more waiting for quarterly reports. See filings the same day they are submitted to regulators.
Custom watchlists
Set criteria by AUM range, firm type, state, and registration category. Get notified automatically.
Simple, Signal-Based Pricing
Start free. Scale when you see ROI.
Your Competitors Are Already Using This Data.
Start free today. No credit card, no annual contract.
Start finding financial services buyers today