Know When Advisors File
Before Your Competitors Do
SEC filings, FINRA registrations, and compliance signals delivered in real-time.
Real Signals From Federal Regulators
Every signal sourced directly from SEC EDGAR, FINRA BrokerCheck, and state regulators.
New SEC RIA Registration
3 hours agoForm ADV filed — newly registered investment adviser, $45M AUM
Advisor Firm Change
5 hours agoSeries 66 holder transferred registration to new broker-dealer
Compliance Disclosure
8 hours agoUpdated Form ADV Part 2 — new disciplinary disclosure added
AUM Growth Signal
12 hours agoForm ADV amendment — AUM increased from $120M to $185M
How It Works
From regulatory filing to your dashboard in three steps.
We Monitor
Our crawlers watch SEC EDGAR, FINRA BrokerCheck, IAPD, and state securities regulators. New registrations, amendments, disclosures, and firm changes — captured as they happen.
We Classify
Each filing is classified by type, advisor details, AUM changes, and compliance events. We score every signal for sales relevance so you focus on what matters.
You Receive
Matching signals land in your dashboard daily. Filter by state, AUM tier, registration type, or compliance event. Export or connect via API.
We Monitor
Our crawlers watch SEC EDGAR, FINRA BrokerCheck, IAPD, and state securities regulators. New registrations, amendments, disclosures, and firm changes — captured as they happen.
We Classify
Each filing is classified by type, advisor details, AUM changes, and compliance events. We score every signal for sales relevance so you focus on what matters.
You Receive
Matching signals land in your dashboard daily. Filter by state, AUM tier, registration type, or compliance event. Export or connect via API.
Who Uses These Signals
Custodians & TAMPs
Spot advisors registering new firms or growing AUM. Reach them when they are actively evaluating custody and technology platforms.
Compliance & RegTech
Track disclosure events, firm changes, and registration amendments. Sell compliance tools to firms with new regulatory needs.
Asset Managers & Wholesalers
Identify fast-growing RIAs by AUM changes. Target advisors expanding into new asset classes or client segments.
Simple, Signal-Based Pricing
Start with a free pilot. Scale when you see ROI. See full pricing →
Every Filing Is a Sales Opportunity.
Get Started Free today. 100 signals, 30 days, no credit card required.